Series - Governance, management and oversight

Identity area

Reference code

WB IBRD/IDA IND-05

Title

Governance, management and oversight

Date(s)

  • 1972 - 1987 (predominant 1977 - 1987) (Creation)

Level of description

Series

Extent and medium

17.23 linear feet of textual records

Context area

Name of creator

Archival history

A portion of the records were forwarded by sector units to the semi-centralized Non-Regional Information Center (NRIC) and arranged into the Bank-wide classification system until they were transferred to World Bank Group Archives' custody in 1994. The remainder of thematic subject files were maintained in the Energy and Industry Information Center (EISIC) where they were organized according to the EISIC classification scheme prior to their transfer to the Archives in 1988.

Immediate source of acquisition or transfer

Content and structure area

Scope and content

Series consists of records created and received by the Industry Department (IND) units, previous units and successors, related to managing the industry and mining portfolio and strategy and directing the research, policy, and project work of the department.

EISIC Subject files

A substantial portion of records are thematic, or subject files (1972 - 1987) primarily organized by specific industry subsector that contain correspondence, reports, and other material created by division chiefs and seniorstaff and often copied to the Office of the Director that were maintained in the EISIC. The more predominant subjects include the following industries or subsectors: alcohol; coal; fertilizer (phosphate and nitrogen); mining and minerals; pulp and paper; lead and zinc; steel (including iron ore); textiles; oil shale; refinery; science and technology; capital goods; as well as individual files on several other industries.

Files contain mainly copies of internal memoranda or cables between the Office of the Director (INDDR) to division chiefs and other IND staff and Bank departments including in the Regions, or to INDDR reporting office, Senior Vice President, Operations Policy (SVPOP). A broad range of subjects are covered, such as: summaries of visits to external organizations and meetings; representation at conferences or other events; arrangement of consultants for studies or reviews; review and comments on department papers or data (including commodity price projections); compilation and sharing of project data; discussion of project practice and impact of sector review (pricing, subsidization); sector issues and trends (new technologies, commodity pricing systems). Memoranda are occasionally in the form of Terms of Reference (TORs) for studies or missions, and back-to-office reports (BTORs) including copies of regional staff BTORs. There are also originals and copies of incoming letters and outgoing letters between IND senior management or staff and representatives of external organizations or government offices regarding: invitations or confirmations to participate in external meetings or conferences; proposed projects for the sector; and sharing of information on projects and common issues.

Other record types occasionally filed with the correspondence include: consultant reports; draft and final background papers or reports; agenda; list of participants; commodity and industry data such as price projections, company revenues, and production; external journal articles or press clippings; and other items.

Several files are titled "Industry Department general correspondence" (1977 - 1987) and industry sector reports (1973 - 1986). The general correspondence records cover a broad range of topics ranging from routine to substantive matters originating from IND successor, the Industrial Projects Department (NDP, later IPD). Topics of the latter include: division work program and budget, Bank lending program, confirmations on appointments and divisional assignments; Bank programs and activities in related sectors; procedural changes; and training requirements. Routine matters cover staffing and consultants, recruitment, bidding process, and other administrative matters. Files also contain copies of memoranda from Operations Vice President Ernest Stern to operational vice presidencies and Regional Vice Presidencies.

A set of "industrial strategy and policy" files (1982 - 1987) mainly reflect the various activities of the Industrial Strategy and Policy Division (INDSP). Memoranda covers arrangement of seminars, draft guidelines, summaries of meetings with external organizations representatives and government officials, budget and work plan, dissemination of draft papers including policy papers for comments, delegation of authority, and other matters.

NRIC correspondence and related records

The series also contains some correspondence files (1978 - 1986) authored by IND senior management and advisers and chiefs that were originally sent to the Bank's centralized records in the Non-Regional Information Center (NRIC). Files are titled "industry", "mining", and "general" and include mostly memoranda and letters that cover the various sector activities such as policy work, sector studies and projects, division work programs and organizational structure, and liaison with external organizations. "General" correspondence files cover various routine and substantive matters; among the latter includes notes about sector projects, policy and analysis, comments on regional lending program, IPD lending/work program, training components in Bank projects, sector activities in Regions, and external meetings. Attached documents include sector-authored yellow cover papers, published technical reports, draft policy papers or publication chapters, work program summaries, data tables (including lending operations); and external reports. A "General PIN" file contains drafts and final report, titled "World Bank Role in Non-Fuel Mineral Development", that outlines the potential for developing non-fuel indigenous resources in developing countries. "Mining" files are thin in volume. There is some overlap in certain records between these NRIC files and those above maintained in the EISIC as the department "working files"; however, this set of NRIC files is considerably smaller in volume and scope of sector activities.

Appraisal, destruction and scheduling

Accruals

Further accruals are expected.

System of arrangement

The Energy and Industry Staff Vice Presidency (EISVP) and successor IENDR's responsibility and oversight of multiple sectors over time (energy, manufacturing industry and mining, chemicals, telecommunications), as well as the recordkeeping system of the Energy and Industry Information Service Center (EISIC) that maintained department working files often resulted in folders containing records of more than one sector. Certain record groups specific to manufacturing and mining industry sectors are arranged inthis series. Other record groups that relate to a specific function, in this case the "research" and "liaison and cooperative programs" are arranged in those functional series within this Industry and Mining Sector fonds. Other "series" specific to the energy sector or thematic files pertaining to the management of multiple sectors (e.g. "technical assistance", "policies and procedures") are arranged in the respective Energy Sector functional series. "Industrial and financial development" and "telecommunications" files belong to the Financial Development and Telecommunications sector fonds, respectively.

Records are mainly arranged alphabetically by subject.

Conditions of access and use area

Conditions governing access

Records are subject to the World Bank Access to Information Policy.

Conditions governing reproduction

Records are subject to the Copyright Policy of the World Bank Group.

Language of material

  • English
  • French
  • German
  • Spanish

Script of material

Language and script notes

Physical characteristics and technical requirements

Finding aids

An inventory list is available here.

Allied materials area

Existence and location of originals

Existence and location of copies

Related units of description

  • See Records of the Industry and Mining Sector - Operational projects and support (WB IBRD/IDA IND-03) for records related to the Bank's lending work and support to Bank projects including Economic and Sector Work (ESW).

  • See Records of the Energy Sector - Governance, management and oversight (WB IBRD/IDA ENGY-05) for related industry and mining records in the general subject files maintained by the EISIC and records concerning planning, organizing, and directing subordinate Energy and Industry Staff (EIS) and later Industry and Energy Department (IEN) units as well as developing business plans, work programs, and budgets. In addition, energy conservation subject files in this series also cover activities of both the energy and industry units under the previous Vice Presidency of Energy and Industry Staff (EIS).

  • See Records of the Energy Sector - Chronological files (WB IBRD/IDA ENGY-02) for IEN Director's Office correspondence and other records regarding work program, budget, and organization of units that were maintained in the Institutional Information Services Center (IISC).

Related descriptions

Notes area

Alternative identifier(s)

Access points

Subject access points

Place access points

Name access points

Genre access points

Description control area

Description identifier

Institution identifier

Rules and/or conventions used

Internal World Bank Group Archives rules based on ISAD(G).

Disclosure status

Level of detail

Dates of creation revision deletion

19 July 2022

Language(s)

Script(s)

Sources

Accession area