Series - Operations research and policy

GENERAL QUESTIONS - ENGLISH - KOREA - 1v FOREIGN EXCHANGE - GENERAL QUESTIONS - KOREA - 1v CREDIT - GENERAL QUESTIONS - KOREA - 1v

Identity area

Reference code

WB IBRD/IDA IND-06

Title

Operations research and policy

Date(s)

  • 1970 - 1995 (predominant 1975 - 1990) (Creation)

Level of description

Series

Extent and medium

57.96 linear feet of textual records and computer disks (3 x 5 inch)

Context area

Name of creator

Archival history

Most of the records were transferred to the World Bank Group Archives by the responsible units in accordance with approved records retention schedules. A portion of records were forwarded by sector units to the semi-centralized Non-Regional Information Center (NRIC) and arranged into the Bank-wide classification system until they were transferred to Archives custody in 1994.

Immediate source of acquisition or transfer

Content and structure area

Scope and content

Series contains records created and maintained by the Industry Development Division (IENIN) and predecessor units responsible for producing and disseminating sectoral research in industry and trade. Research was conducted to support operational projects as well as regional, country, or specific sector programs and initiatives, to improve the level of sector knowledge in certain areas and support emerging priority areas of the Bank. Records also document collaboration between industry sector units and the Development Economics Vice Presidency (DECVP) units, particularly in preparing research project output papers. Most often, reports such as department working papers or policy papers, were published following the units' research. However, some records described below were not disseminated or incorporated into reports.

Record types within this series include: internal memoranda with industry sector units and regional and publication units; back-to-office reports (BTORs); study proposals; lists of participants; workshop reports; conference background papers or notes by external presenters from university and research institutions; draft and final papers authored by IENIN, other Bank staff, and consultants including working papers, discussion and research project papers (RPOs); questionnaires; Terms of Reference (TORs); invitations; letters between Bank staff and national academic or research institutions; handwritten notes on research and discussions at conferences; minutes of meetings with government officials or other external meetings shared with the Bank; press clippings; government and other external institution reports, publications, and brochures; and copies of national legislation. Within the industrial development research files, there is a substantial amount of data tables, computer printouts and handwritten computations, most of which relate to a 1976 Korean export study that analyzed relative importance of domestic and imported inputs for export production (traditional and modern industries), debt (equity ratio, capital intensity), estimates of imputed rate of return on real value of equity under alternative policy regimes, estimates of trend growth of exporting companies and their profitability during 1970 - 1975. There is also data related to Russian enterprises; both studies are further described below.

Industrial development research and studies

The largest quantity of records comprising the series relate to research and analysis of Republic of Korea industrial development (1970 - 1989). The records were maintained by Economist Yung W. Rhee beginning from his tenure in the Development Research Center, Special Topics Division (DRCST ) followed by Economics of Industry Division (DEDND), both under the Office of the Vice President, Development Policy (VPD). Rhee moved to the Industry Department, Strategy and Policy Division (INDSP) starting mid-1982, then IENIN as a senior economist. Numerous files represent Rhee's work on a survey of over 100 Korean exporting firms conducted with DRCST and INDSP colleague Economist Garry Pursell in 1976. Rhee had a special interest in export incentives and collaborated with the Incentives and Comparative Advantage (INCA) unit, notably his co-author, Pursell (see the related units of description note for more information about INCA unit research records). Rhee and Pursell's survey and research were part of a larger Bank research project under the overall direction of Bank Consultant and Special Advisor Bela Balassa, entitled "Export incentive policies in developing countries" (RPO 671-35). A portion of records reflect Rhee's research and analysis of data and drafting of this RPO paper. The Korea survey was also the basis for Rhee's co-authored research study "Korea's competitive edge: managing the entry into world markets" published in 1984. Some records are in Korean, including the qualitative questionnaires and data. Typed and handwritten draft questionnaires are also in English.

The series also contains research records such as final draft publications and other papers (1975 - 1986) related to the topic of the acquisition of technological capabilities in various industries of newly-industrializing countries that were mostly maintained by Carl J. Dahlman, INDSP. Some material represents analytical comparisons of the economies of Korea, Brazil, India, and Mexico that were likely utilized for the research project, Acquisition of Technological Capability directed by Dahlman and Larry Westphal (DRC) that began in 1982 and continued over three years. There is also reference material maintained by Dahlman related to science and technology in Singapore and Taiwan, and industrial technology development in Malaysia and Brazil (1984 - 1990).

A smaller volume of records relate to science and technology, defense conversion, and industrial restructuring in the recently formed Russian Federation (1991 - 1992) and potential Bank support. Records were mostly maintained by Industrial Economist Dr. Masayuki (Masa) Kondo, IENIN. Records reflect Kondo's research and attendance at conferences and workshops including the International Institute for Applied System Analysis (IIAA). Additional files relate to Kondo's research of technology strategy for Mauritius (1992) and a China machine tool sector study (1991). Some of the correspondence and notes are in Russian and Japanese.

Industry adjustment lending research material and database

Series also contains records (1981 - 1992) related to IENIN departmental working papers (also referred to as "pink papers"), sector review, and the adjustment lending conditionality and implementation database (ALCID) that the unit developed to provide data on policy conditionality and implementation in adjustment and other policy-based Bank loans. The majority of records reflect research material and preparation of data primarily kept by Hemamala (Mala) Hettige in preparing departmental working papers and Industry Trade and Finance (ITF) sector review Fiscal Year 1989. Final working papers included Industry and Energy Department (IEN) Industry Series Paper 45 "The Impact of Adjustment Lending in African Countries" published in 1991. Other record types consist of: ALCID user guide prepared by IENIN and ALCID coding sheets;database reports of adjustment loan data, particularly on Sub Saharan Africa countries; memoranda with draft proposal, data tables and graphs representing calculations of Bank project loans and policy areas; lessons learned issue survey and guide (used to prepare the industry sector inputs into the report on adjustment lending and annual sector review); handwritten notes; preliminary draft report excerpts; reference material such as World Bank annual reports; lists of approved projects; FY89 ITF sector review final annexes; final copy of the sector review published November 1990.

SINTIA, SINTIA-T and related software and database material

There are also records related to the development of computer software by INDSP, later IENIN, including Software for Industrial Trade and Incentives Analysis (SINTIA and SINTIA-T) and related packages (1982 - 1988, 1990), for Bank member countries and users, as well as the units' use of an industry database. Specific records include: SINTA user guide, tariff and nominal protection manual on the use of SINTA-T; Introduction to Software for Industrial, Trade and Inventive Analysis (SINTIA) manual (1984); technical notes and software procedure notes, including for calculations and extracting data; SINTIA computer disks and source code; industry database hard copy reports prepared in 1987, including trade value of exports and imports of numerous developing countries, 1966 to 1986; handwritten notes on using the industry database and related country data that was compiled ;and material used as reference or that reflect use of the software, such as technical notes and manual prepared by the INDSP Incentives and Comparative Analysis (INCA) Unit, pre-appraisal mission report, a draft chapter regarding Pakistan trade policy review; and INDSP paper on growth and structural change in world industry data base. There are three individual files containing memoranda from IENIN to regional unit or copies of memos between regional units sharing data on tariff analysis (nominal rate of protection) and attached data tables for Rwanda, Madagascar, and Venezuela (1987 - 1990).

Policy and best practice

The series also contains a small volume of records related to IENIM participation in an energy and environment strategy paper (1996 - 1998). Includes memoranda regarding preparation of the paper and consultation with NGOs, draft note on coal strategy and Bank lending, press release, and draft of "Fuel for Thought: An environmental strategy for the energy sector".

Non-Regional Information Center (NRIC) correspondence and related records

Also included in the series are four files originally maintained in the NRIC (1981 - 1985) that are mostly comprised of internal memoranda to and from IND divisions and outgoing letters and cables between the division and external consultants or corporations. Topics include status of sector studies, review of studies and reports, proposals, evaluation of proposals, and Bank reviews on external research reports.

Appraisal, destruction and scheduling

Accruals

Accruals may be expected.

System of arrangement

Certain records groups maintained in the EISIC or NRIC that relate to a specific function or unit, in this case the sector "research" files, were arranged in this functional department series. Records are arranged mostly alphabetically by subject.

Conditions of access and use area

Conditions governing access

Records are subject to the World Bank Access to Information Policy.

Conditions governing reproduction

Records are subject to the Copyright Policy of the World Bank Group.

Language of material

  • English
  • Japanese
  • Korean
  • Russian
  • Spanish

Script of material

Language and script notes

Physical characteristics and technical requirements

The computer disks in this series have not been viewed or subjected to a condition assessment. It is possible that individual items will not be accessible.

Finding aids

An inventory list is available here.

Allied materials area

Existence and location of originals

Existence and location of copies

Related units of description

  • See Records of the Industry and Mining Sector - Project lending and operational support (WB IBRD/IDA IND-03) for related research and reference material and other records directly related to Bank lending, technical assistance projects, and Economic and Sector Work (ESW).

  • See Records of the Industry and Mining Sector - Knowledge and learning events (WB IBRD/IDA IND-04) for related records of conferences and other learning events organized or attended by sector staff and papers presented at the events.

  • See Records of the Industry and Mining Sector - Records of the Strategy and Policy Division, Incentives and Comparative Advantage (INCA) Unit - INCA research and knowledge products (WB IBRD/IDA IND-07-03) for records related to the development of computing programs and software developed by the INDSP INCA Unit led by Garry Pursell as well as the unit's research for studies on export incentives and other topics.

  • See Records of the Energy Sector - Operations research and reference material (WB IBRD/IDA ENGY-07) for related records of Industrial Projects Department (IPD) and successor's policy and research functions and research activities on industry and trade that were maintained in the EISIC.

  • See Records of the Financial Sector (WB IBRD/IDA WB_IBRD/IDA_99) for records related to research of the Industrial and Financial Development Department (IDF) and its successors including the Industry Department Financial Development Unit (INDFD).

  • See Records of the Chief Economist - Records of the Office of the Vice President, Development Economics and Chief Economist and later Senior Vice President, Development Economics and Chief Economist (DECVP) - Research Project Files Maintained in the Office of the Vice President, Development Policy (VPD) and the Office of the Vice President, Economics and Research (VPERS) (WB IBRD/IDA DEC-03-75) for related records of RPO papers including RPO 672-48 The Acquisition of Technological Capability.

  • See the World Bank Group's Documents & Reports repository for digitized industry sector working papers, policy papers, and related studies. The repository includes the sector paper "Mauritius - Forging the competitive edge: technology strategy for competitiveness" contributed to by Masayuki (Masa) Kondo .

Related descriptions

Notes area

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Description control area

Description identifier

Institution identifier

Rules and/or conventions used

Internal World Bank Group Archives rules based on ISAD(G).

Disclosure status

Level of detail

Dates of creation revision deletion

10 October 2022

Language(s)

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Sources

Accession area